Welcome to the CF II Stockholder Settlement Website

The information contained on this website is only a summary of the information presented in more detail in the Notice of Pendency and Proposed Settlement of Stockholder Class Action, Settlement Hearing, and Right to Appear (“Notice”). Because this website is just a summary, you should review the Notice for additional details.

Summary of the Action and Settlement

This website relates to a proposed settlement of a stockholder class action (“Action”) brought by plaintiffs Mariano Siseles and Zalmon Uvaydov (together, “Plaintiffs”) against defendants Howard Lutnick, Paul Pion, Robert Hochberg, Charlotte Blechman, Alice Chan, CF Finance Holdings II LLC, Cantor Fitzgerald L.P., and Cantor Fitzgerald & Co. (collectively, “Defendants”), asserting claims for breach of fiduciary duty, aiding and abetting thereof, and unjust enrichment. Defendants deny all claims and contentions of wrongdoing alleged in the Action.

The Court has not decided in favor of Defendants or Plaintiffs. Instead, both sides have agreed to a settlement of the Action for $12 million in cash (“Settlement”) for the benefit of the Class. On December 6, 2024, the Court will hold a Settlement Hearing to consider final approval of the Settlement and related matters.

If you are a member of the Class, you are subject to the Settlement. The Class consists of:

All Persons who held shares of CF II Class A common stock as of the Redemption Deadline, either of record or beneficially, and who did not redeem all or some of their shares, including their heirs, successors-in-interest, successors, transferees, and assigns. Excluded from the Class are: (i) Howard Lutnick, Paul Pion, Robert Hochberg, Charlotte Blechman, Alice Chan, CF Finance Holdings II LLC, Cantor Fitzgerald L.P., and Cantor Fitzgerald & Co., as well as the members of their immediate families, and any entity in which any of them has a controlling interest, and the legal representatives, heirs, successors, or assignees of any such excluded party; and (ii) any trusts, estates, entities, or accounts that held shares of CF II Class A or Class B common stock for the benefit of any of the foregoing (together, the “Excluded Persons”).

Please read the Notice to fully understand your rights and options. Copies of the Notice and Proof of Claim and Release can be found in the Case Documents and File Claim tabs at the top of this page.

Payments to eligible claimants will be made only if the Court approves the Settlement and Plan of Allocation, after any appeals are resolved, and after the completion of all claims processing. Please be patient, as this process will take some time to complete.

YOUR LEGAL RIGHTS AND OPTIONS IN THIS SETTLEMENT

IMPORTANT DATES AND DEADLINES